Unique wing scale photonics of male Rajah Brooke’s birdwing butterflies
© The Author(s). 2016
Received: 9 June 2016
Accepted: 4 August 2016
Published: 12 August 2016
Ultrastructures in butterfly wing scales can take many shapes, resulting in the often striking coloration of many butterflies due to interference of light. The plethora of coloration mechanisms is dazzling, but often only single mechanisms are described for specific animals.
We have here investigated the male Rajah Brooke’s birdwing, Trogonoptera brookiana, a large butterfly from Malaysia, which is marked by striking, colorful wing patterns. The dorsal side is decorated with large, iridescent green patterning, while the ventral side of the wings is primarily brown-black with small white, blue and green patches on the hindwings. Dense arrays of red hairs, creating a distinct collar as well as contrasting areas ventrally around the thorax, enhance the butterfly’s beauty. The remarkable coloration is realized by a diverse number of intricate and complicated nanostructures in the hairs as well as the wing scales. The red collar hairs contain a broad-band absorbing pigment as well as UV-reflecting multilayers resembling the photonic structures of Morpho butterflies; the white wing patches consist of scales with prominent thin film reflectors; the blue patches have scales with ridge multilayers and these scales also have centrally concentrated melanin. The green wing areas consist of strongly curved scales, which possess a uniquely arranged photonic structure consisting of multilayers and melanin baffles that produces highly directional reflections.
Rajah Brooke’s birdwing employs a variety of structural and pigmentary coloration mechanisms to achieve its stunning optical appearance. The intriguing usage of order and disorder in related photonic structures in the butterfly wing scales may inspire novel optical materials as well as investigations into the development of these nanostructures in vivo.
KeywordsAnimal coloration Polarization Grating Iridescence Diffraction FDTD Photonics Melanin
Butterflies are a hallmark of biodiversity and multifunctionality in nature. Of particular beauty are the birdwing butterflies of Australasia, which are noted by their exceptional size and a birdlike flight [1, 2]. An especially attractive butterfly is Rajah Brooke’s birdwing, Trogonoptera brookiana, the national butterfly of Malaysia. However, a detailed explanation of the striking coloration has yet to be made.
Recent studies on butterfly coloration have revealed a multitude of optical mechanisms that strongly alter the composition of incident light and reflect strong colors. Pigments are generally the major means to create color. The pigments encountered in butterflies are rather family specific. For instance, pterins are prominently encountered in the Pieridae , ommochromes are the pigments of the Nymphalidae , while papiliochrome pigments have been only found in Papilionidae [5–8]. The pigments are dispersed in scales that cover butterfly wings like tiles on a roof. A butterfly wing scale basically consists of a lower lamina, which is essentially a thin plate with thickness 100-200 nm, connected by pillar-like trabeculae to the upper lamina, which is made up of an array of parallel ridges, with interdistance 1-2 μm, and connecting cross-ribs .
The fine structure of the scales often creates structural coloration. For instance, the lower lamina of the scales universally acts as a thin film reflector [10, 11]. Furthermore, the ridges of the upper lamina are built of lamellae, which in most Morpho species have extensive overlap [12, 13]. The stacked lamellae then act as optical multilayers, which create the butterflies’ striking blue-metallic reflections. Multilayers with perforations exist in the scale lumen of many lycaenids [14, 15]. Intricate structures, acting as three-dimensional photonic crystals, have been demonstrated in several lycaenid as well as papilionid species [16–19].
We recently reported the coloration mechanisms of the Ornithoptera, a genus of birdwings closely related to Trogonoptera sp. , with colorful scales consisting of a large membrane stack that acts as a chirped multilayer , where the reflected light is filtered by papiliochrome pigments. A previous study also reported the intriguingly complex ultrastructure of the strongly green reflecting wing scales of the birdwing butterfly T. brookiana . The anatomy of the birdwing scales has inspired the production of advanced materials via replication into inorganic materials [21–24]. However, we found that the latter papers contain confusing data and erroneous identifications of the scales of T. brookiana. Here we specifically focus at the optics of T. brookiana’s green reflecting scales, but we also analyze the interplay of pigmentary and structural coloration realized in other wing scale types, using spectrophotometry, imaging scatterometry, and transmission and scanning electron microscopy. We demonstrate that the lower lamina of the white and black scales acts as a thin film blue reflector and that the ridges of the blue scales and red hairs function as multilayer reflectors. The uniquely structured green-iridescent scales contain complex three-dimensional photonic crystals, the optical signature of which could be understood by applying finite-difference time-domain modelling.
Overall appearance of Trogonoptera brookiana
The underside of the wings is mainly dark-brown, with a few radiating, vivid-blue lines. A row of yellow-green chevrons with blue borders is present in the middle of the forewings. The hindwings are mainly black with at the outer rim a row of white spots. Red patches surround the thorax (Fig. 1b).
We measured the reflectance spectra of the various colored areas with a bifurcated fiber-probe spectrophotometer, which yielded intriguing spectral differences, especially for the green patches (Fig. 1c-f). Below we describe the very different pigmentary and structural aspects that contribute to the different colors, and we explain the resulting optical effects.
Thin films in the white and black scales
To ascertain the structure of the scales of the whitish wing areas of T. brookiana, we performed scanning electron microscopy. The white cover and ground scales as well as the black ground scales showed the common papilionid wing scale structure, with a disordered cross-rib lattice connecting regularly spaced ridges (Fig. 2c-e; see further [5, 26, 27]).
The reflectance spectra measured of black scales (Fig. 2f, #3) resembled that of a white cover scale when on a black ground scale (Fig. 2f, #2) except for a much lower amplitude. The latter is evidently due to a high concentration of melanin in the scales’ upper lamina, which strongly reduces the light flux reaching the lower lamina as well as filters the reflected light flux. The lower lamina’s thickness of ~200 nm, suggested by the reflectance spectrum, was confirmed by scanning electron microscopy (Fig. 2e).
Thin film reflectors, like those encountered in soap bubbles, usually reflect incident light very directionally, but this is not the case for the scales when illuminated from the side of the upper lamina, because the disordered cross-rib lattice acts as a diffuser. This was directly demonstrated by imaging scatterometry, using a narrow aperture illumination, which yielded a broad, diffuse pattern with a faint horizontal line caused by light diffraction at the ridge grating (Fig. 2g).
Pigmentary and structurally colored red hairs
To further investigate this, we performed scanning electron microscopy (Fig. 3b, c). As found in other cases, the ventral and collar hairs have a more or less cylindrical shape [9, 28]. The surface of the hairs featured prominent longitudinal ridges, very similar to the ridges of the white and black wing scales (e.g., Fig. 2c-e). However, in the cylindrical hairs the ridges are present along the complete circumference, while in the wing scales the ridges are only present in the upper lamina; the lower lamina is an approximately flat plate. As in the wing scales, the ridges of the hairs consist of overlapping lamellae. Notably however, the lamellae of the collar hairs overlap each other much more than those of the ventral hairs. This reminds us of the case of the yellow and orange wing scales of various pierid butterflies where overlapping ridge lamellae create UV-reflecting multilayers [29–32]. The UV-reflectance peak of the collar hairs has clearly the same structural basis.
Imaging scatterometry on wing scales with ridge multilayers demonstrated that the parallel ridges can act as a diffraction grating [32–34] (see also Fig. 2g). To investigate whether the hairs behave similarly, we performed scatterometry on single, isolated hairs (Fig. 3d). The scatterograms obtained from the two hair types both showed a colorful, line-shaped pattern perpendicular to the hair axis, clearly due to diffraction by the parallel ridges. The additional vague, diffuse red background is due to randomly scattered light filtered by the short-wavelength absorbing pigment in the connecting cross-ribs and additional underlying structures (cf. the scatterogram of Hebomoia glaucippe; Fig. 3c of ref. ).
Multilayered ridges in the blue scales
As noted above, imaging scatterometry of wing scales with multilayered ridges generally yield characteristic, line-shaped scatterograms. However, scatterograms of the blue scales of T. brookiana had a rather different appearance. Illumination with a narrow aperture beam yielded a reflected light beam with a restricted spatial distribution (Fig. 4c), indicating a special scale structure that reflects directionally.
We performed electron microscopy to unravel the structural basis of the blue scales’ colors. Somewhat surprisingly, scanning electron microscopy showed that the scale ridges consist of elaborate stacks of lamellae, similar to the well-known Morpho ridge multilayers (Fig. 4d). Transmission electron microscopy confirmed this, but revealed a material organization of the ridges more complex than that of the Morpho scales. At the ridge interior a highly electron dense medium exists, suggesting local deposition of melanin (Fig. 4e). Light microscopic observations as well as microspectrophotometry on blue scales immersed in refractive index matching fluid indeed revealed a substantial amount of melanin.
The melanin deposition in the center of the ridges will act as an optical isolation mechanism, which thus explains the restricted spatial spread of reflected light in the scatterogram (Fig. 4c). Below we will recognize a similar and even much stronger isolation mechanism in the green scales.
Complex photonics of the green scales
Transmission electron microscopy revealed that the upper lamina of the green scales is indeed organized in a unique way. The lamellae fully fill the space in between neighboring ridges and even touch each other, so creating an almost continuous multilayer. This organization strongly deviates from that of ordinary papilionid scales, which normally have irregular arranged cross-ribs (e.g., Fig. 2c, d). Usually the laterally extending lamellae of the ridges are narrow and skewed with respect to the scale surface and have only limited overlap (compare the cross-sections of the green cover scale with the underlying black ground scale in Fig. 5d and the blue cover scale of Fig. 4d). That the elaborate ridges of the green scales have an extra-ordinary regular organization is also clear from a cross-section observed with scanning electron microscopy (Fig. 5e).
Interestingly, the ridge centers of the green scales contain a highly electron-dense material (Fig. 5d), like the blue scales (Fig. 4e). The suggested presence of melanin was demonstrated by embedding a scale in immersion oil and observing it with a light microscope using transmitted light (Fig. 5f). This revealed dark, brown-black stripes with distance of 0.8 μm, fully corresponding with the ridge distance (Fig. 5c-e). Absorbance measurements unequivocally confirmed the local concentration of melanin in the ridge centers.
We furthermore investigated the diffraction pattern as a function of the angle of illumination and the polarization. To allow this, we inserted a linear polarizer and a pinhole into the secondary illumination beam of the imaging scatterometer, allowing illumination with polarized light from angles of incidence between 0° and 90°. Figure 7e, f shows the angle-dependency for TE- and TM-polarized light, respectively. As expected, when the angle of incidence increases, the diffraction pattern also shifts to larger angles. More importantly, the color of the 0th order reflection strongly varies with polarization and angle of incidence. Unexpectedly, the color change of the 0th order reflection deviates from the typical iridescence of a multilayer, i.e., a blue shift with increasing angle of incidence). Somewhat erratically, the reflection first shifts to the red (with a maximum in-between 40 and 50°) before shifting to the blue. The angle-dependency of the diffraction pattern, i.e., the 0th, 1st and -1st diffraction order, can be well understood as to be from a grating with a ridge distance of ~0.77 μm (shaded bands overlaid in Fig. 7e).
FDTD modelling of the photonic response
Normal illumination of an ideal chitin-air multilayer structure (Fig. 8a, i) causes a polarization-independent reflectance spectrum with a maximum of ~0.99 at 630 nm (i.e., peak wavelength λ max = 2 (d c n c + d a) with a chitin refractive index n c ≈ 1.55 ). Regular-spaced, orthogonal air slabs in the chitin-air multilayer (Fig. 8a, ii) invoke a minor form birefringence, but still a saturating reflectance at ~620 nm, with small oscillations in the reflectance spectrum (Fig. 8c). Putting melanin-containing baffles in the chitin-air multilayer (Fig. 8a, iii) has a severe optical effect, however, causing a pronounced polarization-dependency. The TE-reflectance spectrum shows a distinct peak in the green, at ~540 nm, with sidelobes at larger wavelengths, whereas the multi-lobed TM-reflectance spectrum peaks in the red, at ~720 nm (Fig. 8d). The multilayer with both the regular spaced air holes and the melanized baffles (Fig. 8a, iv) is a photonic structure as that found in the butterfly scales (Fig. 5). The spectra obtained by FDTD modelling (Fig. 8e) are indeed very similar to those measured experimentally (Fig. 6c). The TE-polarized reflectance is maximal in the green, at ~530 nm, with minor sidelobes in the yellow-red wavelength range, whereas the TM-polarized reflectance spectrum has multiple peaks with very similar reflectance values of ~0.3 at 520, 610 and 700 nm, respectively. The angle-dependent scattering calculated for this optical structure (Fig. 7g, h) corresponds closely to the experimentally observed scattering, showing strong grating-like diffraction (Fig. 7e, f).
The coloration toolkit of the male Rajah Brooke’s Birdwing, Trogonoptera brookiana, relies on a diversity of nanostructures, which, in combination with various absorbing pigments, create the strikingly vivid coloration of the butterfly. The optics of the pigmentary colored scales can be well understood as a basic combination of a thin film reflector and a strongly absorbing pigment. Papiliochrome pigment and multilayers determine the reflection properties of the red hairs; complex structured ridge multilayers and melanin-containing, absorbing baffles play a central role in the optics of the blue and green wing scales.
Thin film reflectors in black and white scales
It is commonly assumed that the color of pigmented butterfly wing scales is due to the scattering of light by the wing scale’s irregular structures and that the wavelength-dependent absorbing pigment determines the scale’s color, because it acts as a high-pass spectral filter on the scattered light. We found that the white and black wing scales of T. brookiana have widely open windows and irregular cross-ribs (Fig. 2c, d). The lower lamina, acting as a thin film reflector, determines the reflectance spectrum of the white scales. The peak reflectance is at ~450 nm, indicating a lower lamina thickness of ~200 nm (Fig. 2e). This falls well in line with recent observations across all major butterfly families of the presence of thin film reflectors in pigmented wing scales [4, 8, 10, 11, 13]. For instance, the blue eye spots in the wings of the Peacock butterfly, Inachis io (Nymphalidae), were found to be created by pigmentless cover scales overlapping black ground scales, where the cover scales’ lower lamina acts as a blue-reflecting thin film. On the other hand, wing areas of the Peacock and other nymphalines where both cover and ground scales are pigmentless have a distinctly white color as a result from cumulative reflections of cover and ground scales as well as the wing substrate. The reflectance spectra of Fig. 1c and Fig. 2f are very similar to those measured in the blue and white wing areas of the nymphalines as well as in another papilionid, Papilio xuthus . Yet, whereas the lower lamina of the blue scales of the nymphaline butterflies was a single, chitinous layer, the lower lamina of the bluish scales of P. xuthus was a multilayer consisting of two membranes with an air gap in between the membranes. In all cases, the scale’s reflectance spectrum, which depends on the thin film thickness (~150–250 nm), appears to be well-tuned to the absorbance spectrum of the scale’s pigment [4, 8, 10, 13, 26]. We note here that the anatomy of the black scales of T. brookiana is almost identical to that of the white scales, and their lower lamina also acts as a blue thin film reflector. However, a high concentration of melanin severely reduces the reflectance, thus causing the scales’ blackness.
Complex photonic structures in Trogonoptera: ordered Morpho-type photonic structures
The photonics of the blue and green wing scales is remarkably complex and seems to have uniquely evolved in the animal kingdom. Compared to the well-known Morpho butterflies, two main differences are obvious: the order of the ridges is extremely high, and baffles of melanin within the ridges affect the optical characteristics (Figs. 4 and 5). Morpho butterflies show extreme blue iridescence due to a disordered multilayer, with severe height and position disorder of the ridge layers [36–38], causing the iconic Christmas tree structure of transmission electron micrographs . Light diffraction by the ridges causes the line-like pattern in scatterograms .
What is the optical advantage of the extreme order in the green wing scales of Trogonoptera brookiana? First of all, the ordered ridges invoke form birefringence resulting in a strong polarization-dependent reflectance (Figs. 6, 7 and 8), which is much less in butterflies with similar, disordered architectures. Secondly, the order invokes a grating-like, spatially restricted reflection pattern, resulting in extreme color changes with minute changes in viewing angle (Fig. 6d, e). Similar optical effects have been noticed in other organisms, like birds-of-paradise, but the underlying structures have very different topologies [39, 40]. Thirdly, the presence of melanin in the ridges adds a novel optical mechanism that severely changes the spectral response and shapes the spatial reflections.
The rather extreme scale curvature of the green scales, with their very convex tip, spreads the light reflected by the grating structure into the hemisphere along the long axis of the scale (Fig. 7a-d). Scale curvature is not unusual in structured butterfly wing scales and is usually attributed to maximizing the viewing angle and/or shifting and spreading the viewing direction, as was demonstrated in some pierid  or riodinid  butterfly species having photonic structures similar to those encountered in Trogonoptera brookiana.
The coloration of Rajah Brooke’s birdwings appears to be developed in different ways. As noted above, each scale type is optimized for a specific signaling purpose using various photonic structures. The prominent tooth-shaped green markings that are contrasted by the jet-black wing borders will likely serve as a potential aposematic signal to predators, similar to other strongly colored markings of related papilionids [2, 7, 42–44]. Especially so, since larval stages of T. brookiana have poisonous Aristolochiaceae as their main foodplants . Furthermore, the Trogonoptera brookiana phenotype is unique amongst the birdwing butterflies and the striking pattern is probably associated to its unique communal behaviour where males often assemble in large groups .
Whether or not the wing scale colors are tuned by evolutionary selection for intraspecific recognition is a challenging question. Sexual dichromatism is present in birdwing butterflies where females generally possess a smaller number of color markings of smaller wing area compared to the males. In Trogonoptera brookiana the sexual dichromatism is far less distinctive than that of other sympatric birdwing species (e.g., Troides or Ornithoptera ). Female T. brookiana carry green wing patches on the dorsal wings, quite similar to the male, however in females these green areas are associated with an extensive white pattern. Furthermore, the discodial area of the hindwing is completely blue in the hindwing, but in the male these blue lines are restricted to the basal areas of the wing. When in motion, these different patterns will most likely emit quite a different signal.
Sexual dichromatism functions in mate recognition, enabled by a rich set of spectral photoreceptors . Most likely Troides and Trogonoptera, which are in the same tribe (Troidini) in the family of Papilionidae [1, 2], evolved quite similar sets of spectral receptors. For the Golden Birdwing butterfly, Troides aeacus formosanus, Chen et al.  determined by intracellular recordings seven different photoreceptor types, with spectral sensitivities ranging from the UV to red. A comparison of the reflectance spectra of the colored wing areas in T. brookiana with the spectral sensitivities of the different photoreceptors indicates a stark spectral contrast of the various wing areas with the surrounding black framing of melanized scales (Fig. 1a, b). This indeed suggests that the wing colors are tuned to the butterfly’s visual system; similar to what has been previously observed in related butterflies .
Wing scale development
The degree of order in the green and blue scales, but also the multilayering of the red bristles, is quite remarkable. All butterfly wing scales are hypothesized to develop via a similar pathway by the (out-)folding of cell membranes and organelles (see Ghiradella’s seminal studies [9, 29, 48]) as well as by the preferential alignment of intracellular F-actin fiber networks . For the folding of multilayered ridges, Ghiradella’s observations of developing wing scales indicate that the multilayers are formed by elastic buckling of the cell membrane and subsequent backfilling with nascent cuticle [9, 29, 48]. Drying of this chitinous cuticle after cell apoptosis results in the final, highly anisotropic cell shape , as those observed in the SEM images of Figs. 2, 3, 4 and 5. The deposition of the melanin in the ridge centers will most likely happen subsequent to the buckling process. It will be of extreme interest to further investigate which cellular parameters control or drive the cellular processes on the nanoscale given the unusual degree of order observed in these wing scales, especially because the order must be the result of evolutionary selection.
Recently extensive nanotechnological attempts have been undertaken to mimic the photonic structures of butterfly scales in materials with novel optical effects and/or advanced functionalities. The exact fabrication of complex three-dimensional topologies is still beyond current nanofabrication capabilities, however [50–52]. The wing scales of T. brookiana have served as templates for creating light trapping structures based on the black wing scales via an inverse SiO2 replica [21, 23, 24]. Although improperly described at some points, the latter authors show that replication of the black scales results in black optical structures with similar morphology. The green wing scales could inspire the production of highly efficient gas sensors, due to the large surface area, similar to the sensors based on the well-structured, multilayered wing scales of Morpho butterflies [53–55].
In conclusion, the coloration mechanisms of Rajah Brooke’s Birdwing consist of thin films, multilayers and higher dimensional photonic structures that are extremely ordered at the nanoscale, resulting in the birdwing’s stunning coloration. We for the first time observed structural color in butterfly hairs and observed that the wing scales of the showy green patches provide yet another example of uniquely arranged structures that create reflection patterns with strong polarization contrast, thus expanding our insight into biophotonic coloration, especially in insects. The birdwings’ novel, nanoscale-controlled structure may well provide inspiration for biomimetic applications.
The investigated specimens of Rajah Brooke’s Birdwing, Trogonoptera brookiana albescens (Rothschild, 1895) (Lepidoptera: Papilionidae: Troidini), were obtained from Worldwide Butterflies (Dorset, UK; www.wwb.co.uk).
Reflectance spectra of the wings of intact butterflies were measured (in air) with a bifurcated fiber-optic probe. The probe comprised six light guides, delivering light from a halogen-deuterium source (AvaLight-D(H)-S-bal; Avantes, Eerbeek, the Netherlands), which surrounded a central fiber that acts as a light collector of reflected light (of a spot with diameter ~1 mm) and which delivered it to a fiber optic spectrometer (Maya2000Pro; Ocean Optics, Duiven, the Netherlands). A white diffusing reflectance standard (Ocean Optics WS-1) served as the reference.
Absorbance spectra of single wing scales immersed in refractive index matching fluid as well as polarization-dependent reflectance spectra of single scales were measured with a custom-built microspectrophotometer. The light beam of a xenon light source was coupled with a quartz lens into the microscope, equipped with an Olympus 20x/0.45 objective. The spectral range of the microspectrophotometer was limited to wavelengths ≥ 360 nm.
Scanning electron microscopy
The ultrastructure of the wing scales was investigated with a Tescan MIRA 3 LMH field-emission scanning electron microscope (Tescan, Brno, Czech Republic). To prevent charging, the samples were sputtered with a thin layer of palladium or gold prior to imaging.
Transmission electron microscopy
For transmission electron microscopy (TEM) of the scales, wing parts were prefixed in 2 % paraformaldehyde and 2.5 % glutaraldehyde in 0.1 mol l−1 sodium cacodylate buffer (CB, pH 7.3) for ∼ 45 min. After dehydrating with a graded series of ethanol and infiltration with propylene oxide, the tissues were embedded in Spurr's resin. The tissues were cut into 50 nm ultrathin sections, double-stained with uranyl acetate and lead citrated and observed using a Hitachi H7650 (Tokyo, Japan) transmission electron microscope (as outlined in ).
The hemispherical far-field light scattering pattern of single scales was visualized with an imaging scatterometer [14, 34, 56]. The scatterometer is built around an ellipsoidal mirror, which collects light from a full hemisphere around its first focal point, where the sample is positioned. Illumination was with a white light source (a xenon lamp), which delivered a narrow aperture (~5°) beam. For polarisation-dependent measurements, a linear sheet polarizer was added to the light path of the secondary beam. A small piece of magnesium oxide served as a white diffuse reference object. Images were acquired with an Olympus DP-70 camera and were subsequently corrected for geometrical distortions using a MATLAB routine.
Finite-difference time-domain simulations
The polarization-dependent light scattering of various models was simulated with three-dimensional finite-difference time-domain (FDTD) calculations. We used Lumerical FDTD Solutions 8.15, a commercial-grade Maxwell equation solver. Each model was placed in a three-dimensional simulation volume of 2x10x6 μm3. The light source covered a wavelength range of 350 to 800 nm. For the refractive index dispersion of melanin and chitin we used previously published data [25, 57].
We thank two reviewers for constructive comments, Dr. Nicholas Roberts for reading an early version of the manuscript and Hein L. Leertouwer for on-going support and technical assistance.
This research was partly supported through the National Centre of Competence in Research “Bio-Inspired Materials” and the Adolphe Merkle Foundation (to BDW) and the Air Force Office of Scientific Research/European Office of Aerospace Research and Development AFOSR/EOARD (grant FA9550-15-1-0068 to DGS).
All authors designed research, performed experiments and analyzed experiments. BDW and DGS wrote the paper. All authors read and approved the final manuscript.
The authors declare that they have no competing interests.
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